Job Description
Director of Compliance
Job Details
Job Location
Bearden Branch - Knoxville, TN
Remote Type
Hybrid
Description
BASIC FUNCTION:
Manage the daily implementation of the Bank’s consumer regulatory compliance program and the Bank’s student loan program. Assist in the research, development, implementation, maintenance, and communication of compliance projects, policies, procedures, training, and other aspects of the Bank’s compliance program.
ESSENTIAL FUNCTIONS:
Responsible for development and implementation of strategic direction for the Bank’s compliance program
Research and develop appropriate policies and procedures for assigned projects and topics
Oversee internal controls and auditing systems to ensure compliance in all areas of the Bank
Assist Chief Compliance Officer with internal, audit, and regulatory requests
Assist with the research and review of internal requests for compliance guidance
Maintain a risk based, pro-active compliance management system (CMS)
Analyze new regulations to assist in the implementation of appropriate changes to the compliance strategy and process
Develop technical skills of team members
SKILLS, KNOWLEDGE, AND TRAINING:
Knowledge of compliance related laws and regulations for lending and deposits
Knowledge of BSA/AML/OFAC related laws and regulations
Specific knowledge of TRID and other laws and regulations related to consumer residential real estate lending
Ability to research and interpret regulatory requirements
Verbal and written communication skills
Ability to prioritize and multi-task
Ability to work independently
Ability to write process and procedures to implement policy
Strong communication skills
WORKING CONDITIONS:
Sitting for extended periods of time
Periodic travel
REQUIREMENTS:
Senior level regulatory compliance experience
Experience in loan compliance at a bank, credit union, or mortgage company is required.
Specialized training and/or certification in financial institution consumer regulatory compliance is preferred.
Five or more years of supervisory experience is preferred.
SouthEast Bank is an equal opportunity employer. It is our policy to treat all individuals equally, regardless of race, color, religion, sex, gender, national origin, disability, age, genetic information, sexual orientation, transgender/gender identity, sexual preference, or service in the armed forces. Southeast Bank
Job Tags
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